SEBI Registered Investment Advisor: Investment Advisor Most of the people know how to earn money but they do not know about its correct and accurate investment. In such a situation, people seek the advice of professional experts to invest their savings at the right place. SEBI (Securities and Exchange Board of India) Registered Investment Advisors do this job very well as they are qualified experts in it.
You can become an advisor by pressing the button of self registration on SEBI portal. Make the online payment of fees by filling the details in the application form. After the confirmation email is received in 10 days, you will have to attach the necessary documents and after the rest of the steps, SEBI will send the registration certificate to your address.
What is meant by Investment Advisor?
Investment advisors are professionals who provide guidance and assistance to investors in areas related to financial matters. Investment-advisors provide guidance on all matters related to monetary issues such as retirement planning, insurance options or investment strategy. To make a career as an investment-advisor in India, one has to obtain a certificate of registration from SEBI.
Who can be an Investment Advisor in India?
Any of the following entities can be an investment-advisor in India:
- A Person
- Any company or entity corporate
- Partnership Firm
Required Qualification For Investment Advisor
Applicants should have at least five years of work experience in Financial Products/Services, Funds, Agents or Portfolio Management apart from graduation in advisory activities. If you want to become an insurance agent, then it is necessary for the candidate to be a registered investment-advisor with five years of work experience.
The professional associated with the partnership firm should have a minimum net worth agent net worth Rs 2 lakh. Any other professional should have a Net Tangible Agent minimum of Rs.25 lakhs. Also, registration with the National Institute of Securities Markets is necessary.
Job Profile For Investment Advisor
Apart from qualified professionals, any company or body involved in investment can work as investment-advisor in corporate and partnership firms. SEBI-registered investment-advisors also provide advice on a number of financial and economic issues.
Major Examinations to become an Investment Advisor
NISM Certificate Exams – Series X A: Investment Advisor Level 1 and Series X B: Investment-Advisor Level 2 Exams are to be taken. One can get a certificate in this field by taking the Certified Financial Planner exam conducted by the Financial Planning Standards Board India.
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